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What's Ethical with Beth Haddock

27 EpisodesProduced by Beth HaddockWebsite

Welcome to What's Ethical with Beth Haddock, where thought leaders explain how they influence others, master ethical dilemmas and stay ahead of fudge-factor thinking.

episodes iconAll Episodes

Episode 27 - How to Prepare for Regulatory Exams in 2021 (with Chris Hetner and Cassie Lentchner)

March 22nd, 2021


Beth interviews cyber guru, Chris Hetner, and former crypto regulator, Cassie Lentchner, about how to prepare for SEC exams this year including …

Episode 26 - What You Need To Know about Blockchain (with Rebecca Rettig, Crain's award-winning attorney & partner, Manatt, Phelps & Phillips, LLP

December 17th, 2020


Wonder why you need to know more about blockchain developments such as DeFi? In this episode, Beth interviews thought-leader Rebecca Rettig (Crain's award-winning attorney & partner, Manatt, Phelps & Phillips, …

Episode 25 - Battling Cybercrimes (with Christopher Hetner cyber and security expert and adviser to boards, regulatory agencies and companies)

November 8th, 2020


Beth interviews cybercrime and security expert Chris Hetner about how to fight cybercrimes by integrating compliance and CISO efforts, inventorying and rating systemic risks, continuous monitoring, board oversight and …

Episode 24 - Blockchain and Digital Assets Roundtable (with Mark Roszak and Collins Belton, blockchain and cryptocurrency thought leaders)

October 12th, 2020


Beth moderates a discussion with Mark Roszak, Managing Partner of 1121 Law and Collins Belton, Managing Partner of Brockwood, about how to advise on …

Episode 23 - AML and Tech Trends (with Christian Foccaci, Fintech entrepreneur and former AML officer)

October 7th, 2020


Beth interviews serial entrepreneur and compliance executive Christian Foccaci. Christian founded a leading career resource website for compliance …

Episode 22 - ESG in 2020 (with global investment and UK Parliament advisor Alice Bordini Staden)

July 21st, 2020


Beth interviews London-based sustainable finance and shareholder engagement expert Alice Bordini Staden.  Ms. Bordini Staden is a National Trust …

Episode 21 - Family Office Leadership & Trends (with Richard Wilson, CEO and founder of the largest Family Office Association)

July 14th, 2020


Beth interviews Richard Wilson, private investor and CEO of the Family Office Club with members managing collectively over $1 trillion assets under …

Episode 20 - The Ethics of Data Analytics (with Aimee Lessard, Principal of Seafront Analytics)

June 24th, 2020


Beth interview Aimee Lessard, Principal of Seafront Analytics, about the ethics of data analytics, data use standards and the risks of creating data as remote workers use personal and work applications. Listen to hear …

Episode 19 - Agile Compliance (with Cara St. Martin, Head of Compliance at Ladder Insurance)

April 19th, 2020


Beth interviews the Head of Compliance at the fintech company, Ladder Insurance, about her recent pivot and why she believes the key being agile in this challenging environment, and beyond, is to communicate, master the …

Episode 5 - G is for Governance (with Prof. Cynthia Williams, Osgoode Law School, B.Law Chair)

April 19th, 2020


Beth interviews thought leader, Prof. Williams about SEC rule-making related to ESG disclosure, compliance officers' role preparing sustainability …

Episode 18 - Managing Through the Pandemic (with Matt Kunkel CEO of LogicGate)

March 29th, 2020


Beth interviews a RegTech thought leader, Mark Kunkel CEO of LogicGate, about how to effectively manage your compliance program using tech, rethinking ROI and becoming a trust broker during the coronavirus pandemic and …

Episode 17 - with Courtney Lang, Millennial thought leader and Investment Analyst

March 18th, 2020


Beth interviews Courtney Lang, an environmental scientist and ESG Investment Analyst, about how she works every day to balance personal, ethical and environment alignment of values. Courtney also shares her perspective …

Episode 16 - Lessons in Change (with Niki Armacost, Managing Partner of Arc Finance, Mayor of Hastings-on-Hudson and advisory board member)

March 2nd, 2020


Beth interviews diplomat and entrepreneur Niki Armacost about how to effectively negotiate and work with government officials. Niki shares insights about honing a “firm but fair” reputation as well as why the secret to …

Episode 15 - The Future of Financial Systems in 2020 (with Matthew Blake, Member of the Executive Committee, World Economic Forum)

December 18th, 2019


Beth interviews Matthew Blake, Head of the Future of Shaping Financial and Monetary Systems at the World Economic Forum, about 

- How AI is reshaping financial services and whether we can trust it

- Can FinTech support …

Episode 14 - How Do You Know You Are Making An Impact? (with Vaughn Swartz Head of Compliance for Rabobank, North America)

November 21st, 2019


Beth interviews Vaughn Swartz (CCO Rabobank North America) about work within the grey areas and how to manage complex compliance needs as well as reflections on mega trends.

Episode 13 - Ngaren and Engaging on the SDGs (with Richard Leakey, Kenyan paleoanthropologist, conservationist, and politician)

October 24th, 2019


Compliance has a tremendous impact on UN Sustainable Development Goal (SDG) 16 - strong governance. Learn about other SDGs and how to lead others to change behavior. In this episode, Beth interviews Richard Leakey about …

Episode 8 - Global Risk Assessments from Africa (with Scott French, CCO for GE, sub-Saharan Africa)

September 26th, 2019


In the last podcast in the series from Nairobi, Beth interviews the Head of Compliance for GE in sub-Saharan Africa about best practices for training and engagement as well as leveraging compliance officers and …

Episode 12 - CCO Lessons in Relationships and Avoiding Side of the Desk Compliance (with Chad Eslinger CCO at Voya Financial)

September 26th, 2019


Beth interviews CCO Chad Eslinger about the changing demands on compliance officers, leveraging behavioral incentives and how to know when to ask for help.

Episode 11 - Intelligence Before Artificial Intelligence (with Brandon Daniels, President, Global Technology Markets Exiger)

July 26th, 2019


Beth interviews tech executive Brandon Daniels about third party risk management, artificial intelligence, innovating due diligence processes to …

Episode 10 - What Digital Assets Can Teach You (with Craig Salm, Director of Legal, Grayscale Investments)

May 15th, 2019


Beth interviews innovator and gatekeeper, Craig Salm, Director of Legal at Grayscale Investments a subsidiary of Digital Currency Group and affiliate of CoinDesk. Listen to Craig explain the relevance and sustainability …

Episode 9 - Competently Courageous Leadership (with Chuck Garcia, author and professor)

March 23rd, 2019


 In this episode, Beth interviews leadership expert and Columbia professor Chuck Garcia about how to be strategic in developing leadership skills to …

Episode 7 - Lessons in Transformation from Nairobi (with retired Chief Justice Willy Mutunga, Kenya)

January 31st, 2019


The second podcast in the series from Nairobi, Beth interviews the 14th Chief Justice and the 1st President of the Supreme Court, Republic of Kenya, retired Chief Justice Mutunga.  We learn about how as an activist and …

Episode 6 - Act Locally, Think Globally (with Niklas Hagelberg, UN Climate Change Programme)

January 28th, 2019


 The first podcast in a series from Nairobi, Beth interviews Niklas Hagelberg from the UN Headquarters in Nairobi, Kenya about the importance of behavioral nudges to incentivize change and much more. 

Episode 4 - Perspectives on AI and Blockchain (with Andrew Siegel, Chief Compliance Officer)

November 21st, 2018


Beth's guest shares his perspectives on use of artificial intelligence, blockchain and digital assets. Listen to hear a lively discussion about the importance of due diligence to detect and avoid bias within new tech …

Episode 3 - Standards for managing retirement assets (with Jasmin Sethi, CEO)

September 14th, 2018


Beth interviews Jasmin Sethi about Regulation Best Interest and opportunities and trends in fintech. Listen to learn about regulatory developments …

Episode 2 - Can We Avoid the Next Insider Trading Scandal? (with Tipper X)

August 28th, 2018


Beth interviews the convicted felon, informant and compliance activist Tom Hardin, aka Tipper X. Listen to learn about the role compliance played in …

Episode 1 - The Thin Line Between Criminal and Corporate Issues (with Andrea Antonelli)

July 30th, 2018


Beth interviews Washington D.C. - based criminal defense attorney Andrew Antonelli covering how she has handled ethical quagmires for over a quarter of a century while sharing lessons for corporate insiders.

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